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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-172
- --------
- JOHN BRUCE HUBBARD, PETITIONER v.
- UNITED STATES
- on writ of certiorari to the united states court
- of appeals for the sixth circuit
- [May 15, 1995]
-
- Justice Stevens delivered the opinion of the Court,
- except as to Parts IV and V.
- In unsworn papers filed in a bankruptcy proceeding,
- petitioner made three false statements of fact. Each of
- those misrepresentations provided the basis for a
- criminal conviction and prison sentence under the
- federal false statement statute, 18 U. S. C. 1001. The
- question we address is whether 1001 applies to false
- statements made in judicial proceedings.
-
- I
- In 1985, petitioner filed a voluntary petition for bank-
- ruptcy under Chapter 7 of the Bankruptcy Code. In the
- course of the proceedings, the trustee filed an amended
- complaint and a motion to compel petitioner to surren-
- der certain business records. Petitioner opposed the
- relief sought by the trustee in a pair of unsworn,
- written responses filed with the Bankruptcy Court.
- Both of his responses contained falsehoods. Petitioner's
- answer to the trustee's complaint falsely denied the
- trustee's allegations that a well-drilling machine and
- parts for the machine were stored at petitioner's home
-
- and in a nearby warehouse. Petitioner's response to the
- trustee's discovery motion incorrectly stated that peti-
- tioner had already turned over all of the requested
- records.
- When the misrepresentations came to light, petitioner
- was charged with three counts of making false state-
- ments under 18 U. S. C. 1001. That statute provides:
- -Whoever, in any matter within the jurisdiction of
- any department or agency of the United States
- knowingly and willfully falsifies, conceals or covers
- up by any trick, scheme, or device a material fact,
- or makes any false, fictitious or fraudulent state-
- ments or representations, or makes or uses any false
- writing or document knowing the same to contain
- any false, fictitious or fraudulent statement or entry,
- shall be fined not more than $10,000 or imprisoned
- not more than five years, or both.-
- Relying on our decision in United States v. Bramblett,
- 348 U. S. 503 (1955), the District Court instructed the
- jury that a bankruptcy court is a -department of the
- United States- within the meaning of 1001. The jury
- convicted petitioner on all three 1001 counts, and the
- District Court sentenced him to concurrent terms of 24
- months' imprisonment.
- On appeal to the Court of Appeals for the Sixth
- Circuit, petitioner argued that his convictions under
- 1001 were barred by the so-called -judicial function-
- exception. First suggested over 30 years ago in Morgan
- v. United States, 309 F. 2d 234 (CADC 1962), cert.
- denied, 373 U. S. 917 (1963), this doctrine limits the
- extent to which 1001 reaches conduct occurring in the
- federal courts. Under the exception, only those misrep-
- resentations falling within a court's -administrative- or
- -housekeeping- functions can give rise to liability under
- 1001; false statements made while a court is perform-
- ing its adjudicative functions are not covered.
- The Court of Appeals affirmed petitioner's convictions
- under 1001. Although the judicial function exception
- has become entrenched over the years in a number of
- Circuits, the Sixth Circuit concluded, over a dissent, that
- the exception does not exist. 16 F. 3d 694 (1994). That
- conclusion created a split in the Circuits, prompting us
- to grant certiorari. 513 U. S. __ (1994). We now
- reverse.
-
- II
- Section 1001 criminalizes false statements and similar
- misconduct occurring -in any matter within the jurisdic-
- tion of any department or agency of the United States.-
- In ordinary parlance, federal courts are not described as
- -departments- or -agencies- of the Government. As
- noted by the Sixth Circuit, it would be strange indeed
- to refer to a court as an -agency.- See 16 F. 3d 694,
- 698, n. 4 (1994) (-[T]he U. S. Court of Appeals [is not]
- the Appellate Adjudication Agency-). And while we have
- occasionally spoken of the three branches of our Govern-
- ment, including the Judiciary, as -department[s],- e.g.,
- Mississippi v. Johnson, 4 Wall. 475, 500 (1867), that
- locution is not an ordinary one. Far more common is
- the use of -department- to refer to a component of the
- Executive Branch.
- As an initial matter, therefore, one might be tempted
- to conclude that 1001 does not apply to falsehoods
- made during federal court proceedings. This common-
- sense reading is bolstered by the statutory definitions of
- -department- and -agency- set forth at 18 U. S. C. 6.
- First adopted in 1948, and applicable to all of Title 18,
- the definitions create a presumption in favor of the
- ordinary meaning of the terms at issue:
- -The term `department' means one of the executive
- departments enumerated in section 1 [now 101] of
- Title 5, unless the context shows that such term
- was intended to describe the executive, legislative,
- or judicial branches of the government.
- -The term `agency' includes any department, inde-
- pendent establishment, commission, administration,
- authority, board or bureau of the United States or
- any corporation in which the United States has a
- proprietary interest, unless the context shows that
- such term was intended to be used in a more
- limited sense.-
- Under 6, it seems incontrovertible that -agency- does
- not refer to a court. -Department,- on the other hand,
- might be interpreted under 6 to describe the Judicial
- Branch, but only if the -context- of 1001 -shows- that
- Congress intended the word to be used in the unusual
- sense employed in Mississippi v. Johnson. We believe
- that 18 U. S. C. 6 permits such an interpretation only
- if the context in 1001 is fairly powerful. -Shows- is a
- strong word; among its definitions is -[t]o make apparent
- or clear by evidence, testimony or reasoning; to prove;
- demonstrate.- Webster's New International Dictionary
- 2324 (2d ed. 1942). Cf. Rowland v. California Men's
- Colony, Unit II Men's Advisory Council, 506 U. S. __, __
- (1993) (slip op., at 5-6) (discussing similar provision
- requiring adherence to presumptive definition unless
- context -indicate[d]- a different meaning).
- In Rowland, we explained the proper method of
- analyzing a statutory term's -context- to determine when
- a presumptive definition must yield. Such an analysis,
- we explained, requires a court to examine -the text of
- the Act of Congress surrounding the word at issue, or
- the texts of other related congressional Acts . . . .- Id.,
- at __ (slip op., at 4-5); see also id., at __ (slip op., at
- 1-2) (Thomas, J., dissenting); Monell v. New York City
- Dept. of Social Services, 436 U. S. 658, 689-690, n. 53
- (1978). Review of other materials is not warranted. -If
- Congress had meant to point further afield, as to
- legislative history, for example, it would have been
- natural to use a more spacious phrase, like `evidence of
- congressional intent,' in place of `context.'- Rowland,
- 506 U. S., at __ (slip op., at 5).
- In the case of 1001, there is nothing in the text of
- the statute, or in any related legislation, that even
- suggests-let alone -shows--that the normal definition
- of -department- was not intended. Accordingly, a
- straightforward interpretation of the text of 1001, with
- special emphasis on the words -department or agency,-
- would seem to lead inexorably to the conclusion that
- there is no need for any judicial function exception
- because the reach of the statute simply does not extend
- to courts. Our task, however, is complicated by the fact
- that the Court interpreted -department- broadly 40 years
- ago in Bramblett. We must, therefore, turn our atten-
- tion to that case before deciding the fate of the judicial
- function exception.
-
- III
- Defendant Bramblett was a former Member of Con-
- gress who had falsely represented to the Disbursing
- Office of the House of Representatives that a particular
- person was entitled to compensation as his official clerk.
- He argued that he could not be convicted under 1001
- because his falsehood was directed to an office within
- the Legislative Branch. 348 U. S., at 504. The Court
- rejected this argument, concluding that the word
- -department,- as used in 1001, -was meant to describe
- the executive, legislative and judicial branches of the
- Government.- Id., at 509. Although Bramblett involved
- Congress, not the courts, the text and reasoning in the
- Court's opinion amalgamated all three branches of the
- Government. Thus, Bramblett is highly relevant here
- even though its narrow holding only extended 1001 to
- false statements made within the Legislative Branch.
- We think Bramblett must be acknowledged as a
- seriously flawed decision. Significantly, the Bramblett
- Court made no attempt to reconcile its interpretation
- with the usual meaning of -department.- It relied
- instead on a review of the evolution of 1001 and its
- statutory cousin, the false claims statute presently
- codified at 18 U. S. C. 287, as providing a -context- for
- the conclusion that -Congress could not have intended to
- leave frauds such as [Bramblett's] without penalty.- 348
- U. S., at 509. We are convinced that the Court erred by
- giving insufficient weight to the plain language of 6
- and 1001. Although the historical evolution of a
- statute-based on decisions by the entire Cong-
- ress-should not be discounted for the reasons that may
- undermine confidence in the significance of excerpts from
- congressional debates and committee reports, a histori-
- cal analysis normally provides less guidance to a
- statute's meaning than its final text. In the ordinary
- case, absent any -indication that doing so would frus-
- trate Congress's clear intention or yield patent absurdi-
- ty, our obligation is to apply the statute as Congress
- wrote it.- BFP v. Resolution Trust Corp., 511 U. S. __,
- __ (1994) (Souter, J., dissenting).
- As noted above, a straightforward reading of the
- statute suggests a meaning of -department- that is fully
- consistent with the definition set forth in 6. See supra,
- at 3-6. Similarly unremarkable is the language of the
- original Act of Congress adopting what is now 1001.
- That piece of legislation-the Act of June 18, 1934, 48
- Stat. 996 (1934 Act)-amended what was then 35 of the
- Criminal Code to provide, in pertinent part:
- -[W]hoever shall knowingly and willfully falsify or
- conceal or cover up by any trick, scheme, or device
- a material fact, or make or cause to be made any
- false or fraudulent statements or representations, or
- make or use or cause to be made or used any false
- bill, receipt, voucher, roll, account, claim, certificate,
- affidavit, or deposition, knowing the same to contain
- any fraudulent or fictitious statement or entry, in
- any matter within the jurisdiction of any department
- or agency of the United States or of any corporation
- in which the United States of America is a stock-
- holder . . . [shall be punished].- (Emphasis added).
- This language conveys no different message regarding
- -department- than the current version of 1001.
- What, then, of the earlier statutory history chronicled
- in Bramblett? We believe it is at best inconclusive, and
- that it does not supply a -context- sufficiently clear to
- warrant departure from the presumptive definition in 18
- U. S. C. 6.
- The earliest statutory progenitor of 1001 was the
- original false claims statute, adopted as the Act of
- March 2, 1863, ch. 67, 12 Stat. 696 (1863 Act). That
- enactment made it a criminal offense for any person,
- whether a civilian or a member of the military services,
- to
- -present or cause to be presented for payment or
- approval to or by any person or officer in the civil
- or military service of the United States, any claim
- upon or against the Government of the United
- States, or any department or officer thereof, knowing
- such claim to be false, fictitious, or fraudulent.-
- The 1863 Act also proscribed false statements, but the
- scope of that provision was far narrower than that of
- modern-day 1001; the Act prohibited only those false
- statements made -for the purpose of obtaining, or aiding
- in obtaining, the approval or payment of [a false] claim.-
- 12 Stat. 696. The Court explained in Bramblett that the
- false claims provision in the 1863 Act -clearly cover[ed]
- the presentation of false claims against any component
- of the Government to any officer of the Government,-
- 348 U. S., at 505, and it asserted similar breadth for
- the false statement portion of the Act, ibid.
- The false statements provision in the 1863 Act re-
- mained essentially unchanged for 55 years. In 1918,
- Congress amended the statute to provide as follows:
- -[W]hoever, for the purpose of obtaining or aiding to
- obtain the payment or approval of [a false] claim, or
- for the purpose and with the intent of cheating and
- swindling or defrauding the Government of the
- United States, or any department thereof, or any
- corporation in which the United States of America is
- a stockholder, shall knowingly and willfully falsify
- or conceal or cover up by any trick, scheme, or device
- a material fact, or make or cause to be made any
- false or fraudulent statements or representations, or
- make or use or cause to be made or used any false
- bill, receipt, voucher, roll, account, claim, certificate,
- affidavit, or deposition, knowing the same to contain
- any fraudulent or fictitious statement or entry [shall
- be punished].- Act of October 23, 1918, ch. 194, 40
- Stat. 1015-1016 (1918 Act) (additions in italics).
- The scope of this new provision is unclear. Although it
- could be read to create criminal liability for government-
- wide false statements, its principal purpose seems to
- have been to prohibit false statements made to defraud
- Government corporations, which flourished during World
- War I. Cf. Lebron v. National Railroad Passenger
- Corporation, 513 U. S. __, __ (1995) (slip op., at 13-14)
- (tracing history of Government corporations). In one
- important respect, moreover, the statute remained
- relatively narrow: it was limited to false statements
- intended to bilk the Government out of money or
- property. See United States v. Cohn, 270 U. S. 339
- (1926). Given the continuing focus on financial frauds
- against the Government, the 1918 Act did not alter the
- fundamental character of the original false claims
- statute.
- The 1934 Act, which created the statute we now know
- as 1001, did work such a change. Congress excised
- from the statute the references to financial frauds,
- thereby severing the historical link with the false claims
- portion of the statute, and inserted the requirement that
- the false statement be made -in any matter within the
- jurisdiction of any department or agency of the United
- States.- This addition, critical for present purposes, is
- subject to two competing inferences. On one hand, it
- can be read to impose new words of limitation-whose
- ordinary meaning connotes the Executive Branch-in an
- altogether reformulated statute. On the other hand, it
- can be viewed as stripping away the financial fraud
- requirement while not disturbing the pre-existing
- breadth the statute had enjoyed from its association
- with the false claims statute.
- The Bramblett Court embraced the latter inference,
- finding no indication in any legislative history that the
- amendment was intended to narrow the scope of the
- statute. We think this interpretation, though not
- completely implausible, is nevertheless unsound. The
- differences between the 1934 Act and its predecessors
- are too dramatic to evidence a congressional intent to
- carry forward any features of the old provision. More-
- over, our comments, over the years, regarding the 1934
- legislation-including those contained in Bramblett
- itself-contradict the notion that such a -carry-forward-
- occurred.
- We have repeatedly recognized that the 1934 Act was
- passed at the behest of -the Secretary of the Interior to
- aid the enforcement of laws relating to the functions of
- the Department of the Interior and, in particular, to the
- enforcement of regulations . . . with respect to the
- transportation of `hot oil.'- United States v. Gilliland,
- 312 U. S. 86, 93-94 (1941); see also United States v.
- Yermian, 468 U. S. 63, 72 (1984) (the 1934 Act was
- -needed to increase the protection of federal agencies
- from the variety of deceptive practices plaguing the New
- Deal administration-); id., at 80 (Rehnquist, J., dissent-
- ing) (the statute was prompted by problems arising from
- -the advent of the New Deal programs in the 1930's-).
- Indeed, the Bramblett Court itself acknowledged the
- connection between the 1934 Act and the proliferation of
- fraud in the newly formed Executive agencies:
- -The 1934 revision was largely the product of the
- urging of the Secretary of the Interior. The Senate
- Report, S. Rep. No. 1202, 73d Cong., 2d Sess.,
- indicates that its purpose was to broaden the statute
- so as to reach not only false papers presented in
- connection with a claim against the Government, but
- also nonmonetary frauds such as those involved in
- the `hot-oil' shipments.- 348 U. S., at 507.
- None of our opinions refers to any indication that
- Congress even considered whether the 1934 Act might
- apply outside the Executive Branch, much less that it
- affirmatively understood the new enactment to create
- broad liability for falsehoods in the federal courts. In
- light of this vacuum, it would be curious indeed if Con-
- gress truly intended the 1934 Act to work a dramatic
- alteration in the law governing misconduct in the court
- system or the Legislature. The unlikelihood of such a
- scenario only strengthens our conclusion that the
- Bramblett Court erred in its interpretation of 1001's
- statutory history.
- Putting Bramblett's historical misapprehensions to one
- side, however, we believe the Bramblett Court committed
- a far more basic error in its underlying approach to
- statutory construction. Courts should not rely on
- inconclusive statutory history as a basis for refusing to
- give effect to the plain language of an Act of Congress,
- particularly when the Legislature has specifically defined
- the controverted term. In Bramblett, the Court's method
- of analysis resulted in a decision that is at war with the
- text of not one, but two different Acts of Congress.
- Whether the doctrine of stare decisis nevertheless
- requires that we accept Bramblett's erroneous interpreta-
- tion of 1001 is a question best answered after review-
- ing the body of law directly at issue: the decisions
- adopting the judicial function exception.
-
- IV
- Although other federal courts have refrained from
- directly criticizing Bramblett's approach to statutory
- construction, it is fair to say that they have greeted the
- decision with something less than a warm embrace. The
- judicial function exception, an obvious attempt to impose
- limits on Bramblett's expansive reading of 1001, is a
- prime example. As the following discussion indicates,
- the judicial function exception is almost as deeply rooted
- as Bramblett itself.
- The seeds of the exception were planted by the Court
- of Appeals for the District of Columbia Circuit only
- seven years after Bramblett was decided. In Morgan v.
- United States, 309 F. 2d 234 (CADC 1962), cert. denied,
- 373 U. S. 917 (1963), the defendant, who had falsely
- held himself out to be a bona fide member of the bar,
- was prosecuted on three counts of violating 1001 for
- concealing from the court his name, identity, and non-
- admission to the bar. After first acknowledging that,
- but for Bramblett, it might well have accepted the
- argument that Congress did not intend 1001 to apply
- to the courts, the Court of Appeals upheld the convic-
- tion. But the Court was clearly troubled by the poten-
- tial sweep of 1001. Noting that the statute prohibits
- -concealment- and -covering up- of material facts, as
- well as intentional falsehoods, the Court wondered
- whether the statute might be interpreted to criminalize
- conduct that falls well within the bounds of responsible
- advocacy. The Court concluded its opinion with this
- significant comment:
- -We are certain that neither Congress nor the
- Supreme Court intended the statute to include
- traditional trial tactics within the statutory terms
- `conceals or covers up.' We hold only, on the
- authority of the Supreme Court construction, that
- the statute does apply to the type of action with
- which appellant was charged, action which essen-
- tially involved the `administrative' or `housekeeping'
- functions, not the `judicial' machinery of the court.-
- Ibid.
- Relying on Morgan, the Court of Appeals for the Sixth
- Circuit reversed a conviction several years later -because
- 1001 does not apply to the introduction of false docu-
- ments as evidence in a criminal proceeding.- United
- States v. Erhardt, 381 F. 2d 173, 175 (1967) (per
- curiam). The Court explained that the judicial function
- exception suggested in Morgan was necessary to prevent
- the perjury statute, with its two-witness rule (since
- repealed), from being undermined. Ibid.
- Once planted, the judicial function exception began to
- flower in a number of other Circuits. The Ninth Circuit
- summarized the state of the law in 1985:
- -[T]he adjudicative functions exception to section
- 1001 has been suggested or recognized by appellate
- decisions since 1962, not long after the Supreme
- Court decided that section 1001 applies to matters
- within the jurisdiction of the judicial branch. In
- these twenty-three years, there has been no re-
- sponse on the part of Congress either repudiating
- the limitation or refining it. It therefore seems too
- late in the day to hold that no exception exists.-
- United States v. Mayer, 775 F. 2d 1387, 1390 (per
- curiam) (footnote omitted).
- The Second Circuit sounded a similar theme in 1991,
- relying in part on the congressional acquiescence to
- which the Ninth Circuit had adverted in Mayer. The
- Second Circuit wrote:
- -No court, to our knowledge, whether due to its
- acceptance of the exception or to prosecutorial
- reticence, has ever sustained a section 1001 convic-
- tion for false statements made by a defendant to a
- court acting in its judicial capacity. The exception
- was first articulated nearly thirty years ago and
- `. . . [i]t therefore seems too late in the day to hold
- that no exception exists.' Mayer, 775 F. 2d at
- 1390.- United States v. Masterpol, 940 F. 2d 760,
- 766.
- Although not all of the courts of appeals have endorsed
- the judicial function exception, it is nevertheless clear
- that the doctrine has a substantial following. See n. 2,
- supra. Moreover, as both the Ninth and the Second
- Circuits observed, Congress has not seen fit to repudiate,
- limit, or refine the exception despite its somewhat
- murky borders and its obvious tension with the text of
- the statute as construed in Bramblett. On the other
- hand, it is also true that Congress has not seen fit to
- overturn the holding in Bramblett, despite the fact that
- the opinions endorsing the judicial function exception
- evidence a good deal of respectful skepticism about the
- correctness of that decision.
-
- V
- With the foregoing considerations in mind, we now
- turn to the difficult stare decisis question that this case
- presents. It is, of course, wise judicial policy to adhere
- to rules announced in earlier cases. As Justice Cardozo
- reminded us, -[t]he labor of judges would be increased
- almost to the breaking point if every past decision could
- be reopened in every case, and one could not lay one's
- own course of bricks on the secure foundation of the
- courses laid by others who had gone before him.- B.
- Cardozo, The Nature of the Judicial Process 149 (1921).
- Adherence to precedent also serves an indispensable
- institutional role within the Federal Judiciary. Stare
- decisis is -a basic self-governing principle within the
- Judicial Branch, which is entrusted with the sensitive
- and difficult task of fashioning and preserving a juris-
- prudential system that is not based upon `an arbitrary
- discretion.'- Patterson v. McLean Credit Union, 491
- U. S. 164, 172 (1989) (quoting The Federalist No. 78,
- p. 490 (H. Lodge ed. 1888) (A. Hamilton)). See also
- Planned Parenthood of Southeastern Pa. v. Casey, 505
- U. S. __, __ (1992) (slip op., at 11-12) (joint opinion of
- O'Connor, Kennedy, and Souter, JJ.). Respect for
- precedent is strongest -in the area of statutory construc-
- tion, where Congress is free to change this Court's
- interpretation of its legislation.- Illinois Brick Co. v.
- Illinois, 431 U. S. 720, 736 (1977).
- In this case, these considerations point in two conflict-
- ing directions. On one hand, they counsel adherence to
- the construction of 1001 adopted in Bramblett; on the
- other, they argue in favor of retaining the body of law
- that has cut back on the breadth of Bramblett in
- Circuits from coast to coast. It would be difficult to
- achieve both goals simultaneously. For if the word
- -department- encompasses the Judiciary, as Bramblett
- stated, 348 U. S., at 509, the judicial function exception
- cannot be squared with the text of the statute. A court
- is a court-and is part of the Judicial Branch-whether
- it is functioning in a housekeeping or judicial capacity.
- Conversely, Bramblett could not stand if we preserved
- the thrust of the judicial function exception-i. e., if we
- interpreted 18 U. S. C. 1001 so that it did not reach
- conduct occurring in federal court proceedings. Again,
- although Bramblett involved a false representation to an
- office within the Legislative Branch, the decision lumped
- all three branches together in one and the same breath.
- See ibid. (-department- in 1001 -was meant to describe
- the executive, legislative and judicial branches of the
- Government-).
- We think the text of 1001 forecloses any argument
- that we should simply ratify the body of cases adopting
- the judicial function exception. We are, however,
- persuaded that the clarity of that text justifies a
- reconsideration of Bramblett. Although such a recon-
- sideration is appropriate only in the rarest circum-
- stances, we believe this case permits it because of a
- highly unusual -intervening development of the law,- see
- Patterson, 491 U. S., at 173, and because of the absence
- of significant reliance interests in adhering to Bramblett.
- The -intervening development- is, of course, the
- judicial function exception. In a virtually unbroken line
- of cases, respected federal judges have interpreted 1001
- so narrowly that it has had only a limited application
- within the Judicial Branch. See nn. 2 and 10, supra.
- This interpretation has roots both deep and broad in the
- lower courts. Although the judicial function exception
- has not been adopted by this Court, our review of
- Bramblett supports the conclusion that the cases endors-
- ing the exception almost certainly reflect the intent of
- Congress. It is thus fair to characterize the judicial
- function exception as a -competing legal doctrin[e],-
- Patterson, 491 U. S., at 173, that can lay a legitimate
- claim to respect as a settled body of law. Overruling
- Bramblett would preserve the essence of this doctrine
- and would, to that extent, promote stability in the
- law.
- Stare decisis has special force when legislators or
- citizens -have acted in reliance on a previous decision,
- for in this instance overruling the decision would
- dislodge settled rights and expectations or require an
- extensive legislative response.- Hilton v. South Carolina
- Public Railways Comm'n, 502 U. S. 197, 202 (1991); see
- also Casey, 505 U. S., at __-__ (slip op., at 11-14) (joint
- opinion of O'Connor, Kennedy, and Souter, JJ.).
- Here, however, the reliance interests at stake in adher-
- ing to Bramblett are notably modest. In view of the
- extensive array of statutes that already exist to penalize
- false statements within the Judicial Branch, see, e.g., 18
- U. S. C. 1621 (perjury); 1623 (false declarations before
- grand jury or court); 1503 (obstruction of justice); 287
- (false claims against the United States), we doubt that
- prosecutors have relied on 1001 as an important means
- of deterring and punishing litigation-related miscon-
- duct. But we need not speculate, for we have direct
- evidence on this point. The United States Attorneys'
- Manual states quite plainly that -[p]rosecutions should
- not be brought under 18 U. S. C. 1001 for false
- statements submitted in federal court proceedings-; it
- instead directs prosecutors to proceed under the perjury
- or obstruction of justice statutes. United States Attor-
- neys' Manual - 9-69.267 (1992). Clearer evidence of
- nonreliance can scarcely be imagined.
- Similarly unimpressive is the notion of congressional
- reliance on Bramblett. The longstanding judicial
- function exception has, to a large extent, negated the
- actual application of 1001 within the Judiciary. It is
- unlikely that Congress has relied on what has, for many
- years, been an unfulfilled promise.
- In sum, although the stare decisis issue in this case is
- difficult, we conclude that there are sound reasons to
- correct Bramblett's erroneous construction of 1001.
- Although we could respect prior decisions by endorsing
- the judicial function exception or by adhering to Bram-
- blett while repudiating that exception, we believe
- coherence and stability in the law will best be served in
- this case by taking a different course. Limiting the
- coverage of 1001 to the area plainly marked by its text
- will, as a practical matter, preserve the interpretation of
- 1001 that has prevailed for over 30 years and will best
- serve the administration of justice in the future.
-
- VI
- Bramblett is hereby overruled. We hold that a federal
- court is neither a -department- nor an -agency- within
- the meaning of 1001. The Court of Appeals' decision is
- therefore reversed to the extent that it upheld petition-
- er's convictions under 1001.
- It is so ordered.
-